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Joint controllers data sharing agreement (mutual)

This joint controller data sharing agreement serves to establish a framework for the regulated exchange of personal data between two entities, each acting as an joint controller in relation to the shared data.

In contrast to controller-to-processor transfers, there is no prescribed set of clauses mandated for contracts governing controller-to-controller transfers. However, Article 26 of the GDPR does set out principles for joint controllership, providing that joint controllers must "in a transparent manner determine their respective responsibilities for compliance with the obligations under ... [the GDPR] ... in particular as regards the exercising of the rights of the data subject and their ... [information provision duties] ... by means of an arrangement between them ... ".

The essence of these arrangement should be made available to individual data subjects; however, notwithstanding any allocation of responsibilities, data subjects may exercise their rights against either controller.

While a data sharing agreement may address some aspects of GDPR compliance, including limitations on data disclosure, international data transfers, supervisory authority interactions, data subject rights, data security, and breach handling, it may not encompass all obligations under the GDPR. For example, a data protection impact assessment (DPIA) might be required prior to initiating a data sharing arrangement.

This agreement does not specifically cover the sharing of special categories of personal data or data shared under law enforcement processing regulations.

The provisions within this data sharing agreement are consistent with the UK Information Commissioner's Office (ICO) Data Sharing Code.

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Joint controllers data sharing agreement (mutual) contents

  1. Definitions: definitions; data protection terms.
  2. Term: commencement of term; end of term.
  3. Obligations to share Personal Data: obligation on 
    First Party
     to share personal data; obligation on 
    Second Party
    to share personal data.
  4. Data quality: parties to ensure data quality.
  5. No special categories: no special categories of personal data to be shared; no criminal conviction data to be shared.
  6. Parties acting as joint controllers: parties are joint controllers for relevant processing; purposes of processing shared personal data (joint controllers); legal bases of sharing personal data (joint controllers); document does not apply to all personal data.
  7. Compliance with Data Protection Laws: compliance with data protection laws with respect to relevant processing; shared personal data collected in accordance with law; requirements relating to consent-based processing of personal data;
    First Party
     responsibility for relevant processing transparency requirements;
    Second Party
    responsibility for relevant processing transparency requirements; assistance in relation to compliance with data protection laws for relevant processing.
  8. Further disclosure of Shared Personal Data:
    First Party
     must not disclose personal data;
    Second Party
    must not disclose personal data; obligations on disclosure of
    First Party
    personal data; obligations on disclosure of
    the Second Party
     personal data; section does not prevent disclosure of anonymised data; section does not prevent disclosure of personal data to processors.
  9. International transfers of Shared Personal Data: prohibition on third country transfers of shared personal data; exceptions to prohibition on third country transfers of shared personal data; approved international transfer clauses take precedence over 
    Agreement
    .
  10. Shared Personal Data and supervisory authorities: communications from supervisory authorities about shared personal data ; cooperation in relation to supervisory authority action .
  11. Shared Personal Data and data subject rights: communications from data subjects about shared personal data ; cooperation in relation to data subject rights; primary data subject contact for joint controllers.
  12. Security of Shared Personal Data: appropriate measures to secure Relevant Processing; particular security measures for the Relevant Processing.
  13. Data breaches involving Shared Personal Data: notification of data breaches involving shared personal data; assistance in relation to shared personal data breaches.
  14. Retention and deletion: retention periods for
    First Party
    personal data; retention periods for
    Second Party
    personal data; section subject to effects of termination.
  15. Compliance audit: right to audit compliance; notice of audit; cooperation in relation to audit; costs of licence audit; limits on audit right.
  16. Changes to Data Protection Laws: changes to data protection law.
  17. Confidentiality obligations:
    First Party
    confidentiality undertaking;
    Second Party
    confidentiality undertaking; disclosure of confidential information to certain persons; exceptions to confidentiality obligations; disclosures of confidential information mandated by law etc; confidentiality obligations after termination.
  18. Warranties: first party warranty of authority; second party warranty of authority; exclusion of implied warranties and representations.
  19. Indemnities:
    First Party
    indemnifies
    Second Party
    upon data protection breach;
    Second Party
    indemnifies
    First Party
     upon data protection breach.
  20. Limitations and exclusions of liability: caveats to limits of liability; interpretation of limits of liability; no liability for force majeure; per event liability cap.
  21. Termination: termination by either party without cause; termination by either party upon breach; termination upon insolvency.
  22. Effects of termination: parties to delete shared personal data; surviving provisions upon termination; termination does not affect accrued rights.
  23. Notices: contractual notices must be in writing; methods of sending contractual notices; contact details for contractual notices; substitute contact details for notices; acknowledgement of notice by email; deemed receipt of contractual notices.
  24. Data protection contacts:
    First Party
     data protection contact;
    Second Party
    data protection contact.
  25. General: no waiver; severability; variation written and signed; no assignment without written consent; no third party rights; entire agreement; governing law; exclusive jurisdiction.
  26. Interpretation: statutory references; section headings not affecting interpretation; no ejusdem generis.

SCHEDULE 1 (DATA PROTECTION INFORMATION NOTICES)

  1. First Party
    data protection information notice:
    prompt for 
    First Party
     data protection information notice.
  2. Second Party
    data protection information notice:
    prompt for 
    Second Party
    data protection information notice.

SCHEDULE 2 (INTERNATIONAL TRANSFER CLAUSES)

    Prompt for international transfer clauses.

SCHEDULE 3 (FORM OF CONSENT)

  1. First Party
     form of consent:
    prompt for 
    First Party
     form of consent.
  2. Second Party
     form of consent:
    prompt for 
    Second Party
     form of consent.

SCHEDULE 4 (SECURITY MEASURES)

  1. First Party
    security measures:
    prompt for details of
    First Party
    security measures.
  2.  
    Second Party
     security measures:
    prompt for details of
    Second Party
    security measures.
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